The Securities and Exchange Commission’s (SEC) revised advertising rule (Rule 206(4)-1) continues to reshape the landscape for investment firms and wealth managers. Since its implementation, the marketing opportunities for financial advisors have transformed...
It’s fascinating to see the passionate dialogue, confusion, and activity driven by the strong global demand for investment approaches that integrate Environmental, Social, and Governance (ESG) data. We know that’s a diplomatic mouthful, so here it is in all its boiled...
